McLean 2 (19052), United States of America, McLean, Virginia At
Capital One, we’re building a leading information-based technology
company. Still founder-led by Chairman and Chief Executive Officer
Richard Fairbank, Capital One is on a mission to help our customers
succeed by bringing ingenuity, simplicity, and humanity to banking.
We measure our efforts by the success our customers enjoy and the
advocacy they exhibit. We are succeeding because they are
Guided by our shared values, we thrive in an environment where
collaboration and openness are valued. We believe that innovation
is powered by perspective and that teamwork and respect for each
other lead to superior results. We elevate each other and obsess
about doing the right thing. Our associates serve with humility and
a deep respect for their responsibility in helping our customers
achieve their goals and realize their dreams. Together, we are on a
quest to change banking for good.
Audit Director - Compliance Risk Capital One’s Audit function is
a dedicated group of professionals focused on delivering
top-quality assurance services to the organization’s Audit
Committee. Audit professionals are experienced, well-trained and
credentialed, and operate within a collaborative, agile environment
to deliver value-added opinions and recommendations. Audit’s vision
to provide high value, independent, proactive insights, to innovate
with technology, and to be a top-notch talent destination, creates
a dynamic and challenging atmosphere for both personal growth and
Capital One is seeking an energetic, self-motivated Audit
Director interested in becoming part of our Audit team. As a member
of the Compliance Audit team, the candidate will focus on all
aspects of compliance across the bank to include consumer
Lead and/or execute compliance related audits within Capital
One, including the supervision of audit staff on related audit
Proactively monitor assigned audit universe for changing risks
and needed updates. Lead continuous monitoring activities and
updates to risk assessments, audit universe, and audit plan.
Direct business unit and project audits across assigned
Review engagement planning documentation and audit programs to
ensure adequate coverage of risk and sufficient rationale for audit
Supervise and coordinate work assignments amongst audit team
members. Provide timely feedback, on-the-job training and
coaching to audit staff and direct reports.
Establish and maintain good relationships with key business and
audit partners. Leverage specialized knowledge and skills,
providing management with insight into their area of subject-matter
focus. Effectively represent internal audit at management meetings,
internal forums, and to external organizations.
Assess relevance of audit findings, potential exposures,
materiality, improving or deteriorating trends, and demonstrate
awareness of big picture issues. Interpret business priorities,
anticipate issues and obstacles, and apply to scope of role.
Deliver appropriate, succinct and organized information,
tailoring communication style to audience. Effectively review and
compile relevant, material findings and recommendations into
readable and concise audit reports. Communicate complex results and
implications, incorporating different perspectives into
Manage timely and quality delivery of multiple tasks, including
audits, projects, special assignments, and administrative
activities. Self-prioritize and independently complete multiple
tasks across the team and department. Demonstrate the ability to
successfully meet deadlines.
Here’s what we’re looking for in an ideal teammate:
You are a critical thinker who seeks to understand the business
and its control environment.
You believe insight and objectivity are core elements to
providing assurance on the effectiveness and efficiency of Capital
One’s governance, risk management, and internal control
You possess a relentless focus on quality and timeliness.
You adapt to change, embrace bold ideas, and are intellectually
curious. You like to ask questions, test assumptions, and challenge
You develop influential relationships based upon shared risk
objectives and trust to deliver outstanding business impact and
elevate Audit’s value proposition.
You’re a firm believer that a rich understanding of data,
innovation, and technology will only make you a better auditor.
This will require leveraging the power of data analytics and
furthering your technical expertise.
You’re a teacher. You do the right thing and lead by example.
You have a passion for coaching and investing in the betterment of
your team. You lead through change with candor and optimism.
You create energy and an environment that fosters trust,
collaboration, and belonging, making it easy to attract, hire, and
retain top talent.
Bachelor’s degree or military experience
At least 10 years of experience in auditing, at least 10 years
of experience in compliance or at least 10 years of experience in
risk management or a combination
At least 5 years of experience in banking or financial
At least 3 years of experience in people management
At least 3 years of project management experience or at least 3
years of experience managing audit engagements
Master’s Degree in Accounting, Finance, Economics, or Business
Professional certification such as Certified Public Accountant
(CPA), Certified Internal Auditor (CIA), Chartered Financial
Analyst (CFA), Certified Risk Manager (CRM), or Certified
Regulatory Compliance Manager (CRCM)
Experience with consumer compliance , privacy and conduct risk
1 2+ years of experience in internal auditing, regulatory
compliance, first or second line risk management, or a
7+ years of experience in banking or financial services
7+ years of experience in leadership or supervisory roles
1+ years of experience performing data analysis in support of
At this time, Capital One will not sponsor a new applicant for
employment authorization for this position.
No agencies please. Capital One is an Equal Opportunity Employer
committed to diversity and inclusion in the workplace. All
qualified applicants will receive consideration for employment
without regard to sex, race, color, age, national origin, religion,
physical and mental disability, genetic information, marital
status, sexual orientation, gender identity/assignment,
citizenship, pregnancy or maternity, protected veteran status, or
any other status prohibited by applicable national, federal, state
or local law. Capital One promotes a drug-free workplace. Capital
One will consider for employment qualified applicants with a
criminal history in a manner consistent with the requirements of
applicable laws regarding criminal background inquiries, including,
to the extent applicable, Article 23-A of the New York Correction
Law; San Francisco, California Police Code Article 49, Sections
4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair
Criminal Records Screening Act; and other applicable federal,
state, and local laws and regulations regarding criminal background
inquiries. If you have visited our website in search of information
on employment opportunities or to apply for a position, and you
require an accommodation, please contact Capital One Recruiting at
1-800-304-9102 or via email at
RecruitingAccommodation@capitalone.com . All information you
provide will be kept confidential and will be used only to the
extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's
recruiting process, please send an email to
Capital One does not provide, endorse nor guarantee and is not
liable for third-party products, services, educational tools or
other information available through this site.
Capital One Financial is made up of several different entities.
Please note that any position posted in Canada is for Capital One
Canada, any position posted in the United Kingdom is for Capital
One Europe and any position posted in the Philippines is for
Capital One Philippines Service Corp. (COPSSC).
Posted 2 Days Ago
About Us At Capital One, we’re building a leading
information-based technology company. Still founder-led by Chairman
and Chief Executive Officer Richard Fairbank, Capital One is on a
mission to help our customers succeed by bringing ingenuity,
simplicity, and humanity to banking. We measure our efforts by the
success our customers enjoy and the advocacy they exhibit. We are
succeeding because they are succeeding.