WashingtonRecruiter Since 2001
the smart solution for Washington DC jobs

Sr. Registered Client Associate - Private Client Group

Company: Wells Fargo Bank
Location: Kensington
Posted on: February 16, 2020

Job Description:

Job Description

Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message.? In order to receive text message invitations, your profile must include a mobile phone number designated as ?Personal Cell? or ?Cellular? in the contact information of your application.

At Wells Fargo, we want to satisfy our customers? financial needs and help them succeed financially. We?re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you?ll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Wealth and Investment Management (WIM) businesses build enduring client relationships through sound, thoughtful and objective advice. We help our clients by developing individualized plans for everything from retirement goals to business succession planning, to family legacy intentions. Services include comprehensive planning and advice, investment management, brokerage, private banking, estate planning strategies, trust, and both individual and institutional retirement.

Provides sales practice as well as overall administrative and operational client service support to assist the business activities of the Financial Advisor(s). Interfaces directly with clients may solicit orders from clients, provide investment advice to clients, and cold call potential clients for brokerage accounts, under the direction of the Financial Advisor and as securities licensing and registrations permit. Provides assistance to the Financial Advisor by furnishing account information and quotes, establishing new accounts, and processing deliveries and/or payments. Performs various administrative functions for the Financial Advisor(s) and/or Branch Manager including, but not limited to, preparing forms and reports from rough drafts, as well as preparing and/or originating correspondence for the Financial Advisor, which may include marketing campaigns. May originate their own administrative or operational related correspondence on accounts with the approval of the Financial Advisor. Handles telephone calls, requests for research reports and researches account problems. Establishes and maintains files to meet regulatory requirements, creating and producing reports and databases, establishes and maintains filing and record keeping necessary to support sales efforts. Provides knowledge and systems support to branch personnel and training for entry level assistants.

Required Qualifications

--- 5+ years of financial services experience
--- Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to qualify for immediate registration (or FINRA recognized equivalents)

Desired Qualifications

--- Strong client service skills
--- Strong attention to detail and accuracy skills
--- Effective organizational, multi tasking, and prioritizing skills
--- Good verbal, written, and interpersonal communication skills
--- Strong administrative skills
--- Experience answering and managing multiple phone lines
--- Ability to schedule and plan meetings, events, and travel arrangements
--- Intermediate Microsoft Office (Word, Excel, and Outlook) skills

Job Expectations

--- Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition state registration, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance.
--- For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required

Street Address

DC-Washington: 1133 Connecticut Ave Nw - Washington, DC

Disclaimer

All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo Bank, Washington DC , Sr. Registered Client Associate - Private Client Group, Other , Kensington, DC

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Other Jobs


Systems Engineer - Senior TO2 #4 TS/SCI
Description: Description: The program has a need for a Systems Integrator with experience in architecture and enterprise integration tasks. The position will assist with integration of new and emerging capabilities (more...)
Company: SHINE Systems
Location: Chantilly
Posted on: 02/28/2020

Store Team Member - #267 - Overnight
Description: Store Team Member - 267 - Overnight If you are a current employee, click here to apply Location:Sheetz Stores 00267 - 915 EDWARDS FERRY RD NE LEESBURG, VA Starting Rate of Pay: 12.50 Full or Part (more...)
Company: Sheetz
Location: Leesburg
Posted on: 02/28/2020

Sr. Architectural Historian
Description: Job Description Summary br Cardno GS, Inc. seeks a Sr. Architectural Historian in our Harrisburg and Charlottesville office to play an integral part in contributing in a team setting toward architectural (more...)
Company: Cardno, Inc.
Location: Charlottesville
Posted on: 02/28/2020


Uber Eats Part-Time Delivery
Description: Deliver with Uber. Earn on your schedule. Work on your schedule. Deliver for a few hours in the mornings, every night, or just on weekends-it's up to you. Earn Good Money. You'll earn by bringing people (more...)
Company: Uber Eats
Location: Leesburg
Posted on: 02/28/2020

Registered Nurse Seasonal Assignments - HealthCare Travelers (Leesburg)
Description: Registered Nurse. Travel
Company: HealthCare Traveler Jobs
Location: Leesburg
Posted on: 02/28/2020

Document Conversion Specialist
Description: Job Description br br What You'll Get to Do: br ul li Supports the digitalization of the National Reconnaissance Office's records and archive. li Operates a multitude of document imaging equipment (more...)
Company: LGS Innovations LLC
Location: Chantilly
Posted on: 02/28/2020

Records Room Coordinator
Description: Job Description br br What You'll Get to Do: br ul li Report to the Records Manager. li Provide support to the Records Manager for the completion of the daily basic responsibilities of the (more...)
Company: LGS Innovations LLC
Location: Chantilly
Posted on: 02/28/2020

Clerk, A/r-hourly (full-time)
Description: Posted Date: Feb 20, 2020 br br ul TEXT TO APPLY: You can now complete your entire job application for this job via SMS text messaging br Simply text JOB to 75000 search for the requisition (more...)
Company: Flik Hospitality Group
Location: Charlottesville
Posted on: 02/28/2020

Registered Nurse Seasonal Assignments - HealthCare Travelers (Charlottesville)
Description: Registered Nurse. Travel
Company: HealthCare Traveler Jobs
Location: Charlottesville
Posted on: 02/28/2020

Store Team Member - #267 - Overnight
Description: Store Team Member - 267 - Overnight br br If you are a current employee, click here to apply br br Location:Sheetz Stores 00267 - 915 EDWARDS FERRY RD NE LEESBURG, VA br br Starting Rate (more...)
Company: Sheetz
Location: Leesburg
Posted on: 02/28/2020

Log In or Create An Account