Senior Officer, Compliance
Company: The Pew Charitable Trusts
Location: Washington
Posted on: April 23, 2024
Job Description:
Senior Officer, Compliance (hybrid)Position Overview Ignite your
career as the Senior Officer of Compliance at Pew!In this role,you
will assist in elements of our Enterprise Risk Management program,
drive internal assessments, and shape policy evaluation. This is
your chance to advise cross-functional teams, bolster internal
controls, and ensure compliance with a dynamic array of laws and
regulations. We are seeking a compliance professional with a strong
background in risk management, risk-based audit strategies, strong
leadership skills, and the ability to communicate with passion and
precision.The position reports to the Director, Compliance. Join us
in our Washington, DC office, and enjoy the flexibility of hybrid
work (two core days in office).Primary responsibilities include:1)
performing and overseeing risk and control assessments2) executing
projects that support the organization's overall control
environment.The ideal candidate must be highly skilled in risk
management and/or audit (either operational or financial) focusing
on identifying risks and designing, implementing, and evaluating
general and business process manual and automated internal
controls. They will rely on effective analytical, communication,
project management, and business organization skills and work well
independently and as a member of a team.This position reports to
the Director of Compliance.Responsibilities
- Collaborate with colleagues in Legal Affairs and across the
organization to develop, implement, and execute internal control
assessments and audits of operations, financial reporting, and
compliance with laws and regulations and make recommendations on
how to better manage risks and improve controls.
- Utilize data analytics to gain and share insights to inform the
compliance and business units areas of focus.
- Participate in activities and meetings and perform other tasks
as assigned, including, for example, serving on organization-wide
committees or performing special investigations.
- Assist the unit in developing work routines and standards to
ensure the effectiveness and efficiency of the compliance
team.
- Serve as a subject matter expert who acts as departmental and
cross-departmental resource
- Assist the unit's leadership in raising the visibility and
esteem of the Compliance Unit across the institution.
- Prepare reports for Pew's Audit Committee and the Center's
Executive Committee.
- Contribute to the unit's strategic plan, including the annual
plan to select assessments to perform.
- Complete multiple projects (primarily internal control
assessments some of which may involve a co-source engagement with a
third-party) each year with minimal oversight and ensure that the
agreed to recommendations from each assessment are
implemented.
- Identify advisory opportunities for the unit based upon routine
work and discussions with others throughout the institution.
- Continuously develop in the areas of risk management,
compliance, and internal control by engaging in formal and informal
events and training.
- Other duties as assigned.Impact
- The compliance unit maintains oversight of Pew's Enterprise
Risk Management program by keeping pace with leading practices, the
changes in business processes, perceived risks, and applicable
laws. Appropriate policies, procedures, and internal controls are
in place to mitigate business risks.Requirements
- Generally, requires a minimum of 10 years of risk assessments
and/or audits experience (Auditing firm experience is preferable),
including 3-5 years of experience in conducting risk assessments
and/or audits of international offices operations, sanctions, data
privacy, IT.
- Bachelor's degree or equivalent professional experience
(nonprofit work experience is a plus) with conducting risk
assessments and client audits, evaluating internal controls, and
ensuring compliance, along with responsibility for planning,
research, and analysis.
- One of the following or related certification is required:
Certified Public Accountant (CPA), Certified Internal Auditor
(CIA), Certified Fraud Examiner (CFE), Certified Information
Systems Auditor (CISA).
- Demonstrated experience in identifying and documenting suitable
controls for addressing risks.
- Can comfortably gather and analyze complex data sets and
information to create and communicate compelling narratives and
visualization using common business tools including Excel, Word,
and PowerPoint.
- Can apply a thoughtful and consultive approach to enhance
internal policies and procedures.
- Strong project management and organizational skills. Able to
develop project plans around complex projects that set priorities,
organize time, and identify resources.
- A keen interest and/or experience in the impact of Artificial
Intelligence on organizations
- In depth knowledge of the COSO Framework and/or other
frameworks, for example, Governance, Risk, and Control (GRC),
related to internal control and risks management.
- Strong interpersonal and communication skills, both written and
verbal. Able to quickly establish credibility with internal
stakeholders and external organizations and synthesize in writing a
broad array of information into an easy to understand, concise
summary.
- Experience resolving problems creatively and logically,
including application of expertise and experience to identify
patterns and detect underlying issues in complex situations.
- Takes responsibility for individual decisions and work, as well
as for team projects.TravelMinimal travel to Philadelphia office
and possibly out-of-town for occasional meetings and
conferences.Candidates must be legally authorized to work in the
country for which they are seeking employment without the need of a
visa sponsorship.Total RewardsWe offer a competitive salary and
benefit program, including: comprehensive, affordable health care
through medical, dental, and vision coverage; financial security
with life and disability insurance; opportunities to save using
health savings and flexible spending accounts; retirement benefits
to help prepare for the future; and work/life benefits to maintain
a good balance.The Pew Charitable Trusts is an equal opportunity
employer, committed to a diverse and inclusive workplace. Pew
considers qualified applicants for employment without regard to
age, sex, ethnicity, religion, disability, marital status, sexual
orientation or gender identity, military/veteran status, or any
other basis prohibited by applicable law.
Keywords: The Pew Charitable Trusts, Washington DC , Senior Officer, Compliance, Accounting, Auditing , Washington, DC
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